| Regular trading on the main board | At least 1 board* lot but not over 1 million shares/units/warrants |
| Trading on the special board | |
| -Odd lot | - Less than 1 board lot |
| -Government Bonds, Debentures and Convertible Debentures | - Less than 10 million Baht (US $ 0.4 million) in market value, or less than 10 percent of the total par value such securities |
| Trading on the big lot board | - equal or greater than 10 million baht (US $ 0.4 million) or |
| equal or greater than 10 percent based on par value, of the total value of such securities calculated, in the stock exchage | |
| - must obtain approval from the SET | |
| Trading on the foreign board | - Securities must be held by foreigners |
| - AOM
-Price & Time Priority -Price Move -No Floor & Ceiling |
|
| - PT
-No Price Move -No Floor & Ceiling |
| Main Board | |
| Special Board | |
| - Odd Lot | |
| - Government Bonds, Debentures and Convertible Debentures | |
| Big Lot Board | |
| Foreign Board |
CO. |
|||
| Buy | |||
| Date for customers to make payment for the purchase | |||
| Date for member to deliver the securities to customer | |||
| Sell | |||
| Date for member to make payment for the sale | |||
| Date for customer to deliver the securities to the member | Before 12.00
noon of T+1 |
| 1. - Quarterly Financial Statement reviewed by the auditor
- Consolidated Statement if the company has a subsidiary |
- Within 45 days from the end of each quarter. |
| 2. - Semi-annuall and/or Annual Financial Statements (depending
on the company's accounting periods) audited by the auditor.
- Consolidated Statement if the company has a subsidiary |
- Within 3 months from the end of the accounting period or within 60 days to replace submitting of the quarterly financial statements for the end of the company's accounting period. |
| 3. Annual Report | - Within 4 months from the end of the accounting period. |
| 4. Disclosure Report of Additional Information (Form 56-1) | - Within 3 months from the end of the accounting period. |
| 5. Information on operation and financial structure that might affect trading shares, interests of sharholders and investers' decisions, | - To be reported at least 1 hour prior to the next trading session. If the information is reported during trading session, the SET willhalt or suspend trading of that security until the information is thoroughly disclosed to the public. |
| Ordinary Shares, Preferred Shares and Warrants | |
| Unit Trusts | |
| Government Bonds,
Debentures and Convertible Debentures |
| 1. Income from direct investment in the SET | |
| Capital Gains: | |
| - Individual Investor | - Tax free |
| - Juristic Investor | - 15% withholding tax |
| Dividends: | |
| - Individual Investor | - 10% witholding tax |
| - Juristic Investor | - 10% witholding tax |
| Interest Income: | |
| -Individual Investor | - 15% withholding tax |
| -Juristic Investor | - 15% withholding tax |
| 2. Income from investment in foreign investment funds registered in Thailand | |
| Capital Gains: | |
| - Individual Investor | - Tax free |
| - Juristic Investor | - 12.5% withholding tax for investment funds registered before December
27, 1991
- 15% withholding tax for investment funds registered since December 27, 1991 |
| Dividends: | |
| - Individual Investor | - 10% withholding tax |
| - Juristic Investor | - 10% withholding tax |
***This page is maintained by the Office of Economic and Financial Affairs, Washington, DC who can be reached at econ-fin@ari.net. ***